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Business LawSecurities FraudSecurities law regulates the exchange and issuance of stock shares from publicly held corporations and privately held corporations, and the conduct of stock brokers and exchanges. Securities ActThe Securities Act of 1933 was designed to provide investors with full disclosure of material information concerning public offerings of securities in commerce, to protect investors against fraud and Securities LawSecurities law regulates the exchange and issuance of stock shares from publicly held corporations and privately held corporations, and the conduct of stock brokers and exchanges. Corporate Law OverviewBasically, a corporation is a legal entity. It is created under the laws of the state it's incorporated within. The laws of each state vary, some more favorable than others. Sarbanes Oxley ActThe Sarbanes Oxley Act of 2002 (107 H.R. 3763), signed into law on 30 July 2002, is considered the most significant change to federal securities laws in the United States since the New Deal. Duty to DiscloseThe duty to disclose doctrine provides that people generally are liable for omissions only if they have a duty to disclose the withheld information. The doctrine has been applied in several contexts. Mutual Fund InvestigationIn November 2003, Putnam Investments came under investigation by the Securities and Exchange Commission for market timing fraud. Shareholder SuitsThe following Information deals with suits by shareholders and corporate officers and directors: Stock ManipulationThe Securities Exchange Act of 1934 makes unlawful to effect a series of transactions in any security registered on a national securities exchange creating actual or apparent active trading in Stock Manipulation & the Federal Securities LawsCongress passed the Securities Act and the Exchange Act largely in response to the manipulative practices of the early 20th century that lead to the stock market crash. Congress passed these securities Shareholder Lawsuit OverviewThe following Information deals with suits by shareholders and corporate officers and directors: Fiduciary Duty: Corporate directors can only be subject to fiduciary Securities Market OverviewThe amount of information an issuer must disclose about a company before she may legally offer shares to the public depends on where the stock is listed. With some exceptions, to be legally offered or sold, Delaware corporationA Delaware corporation is a corporation chartered in the state of Delaware in the United States. Delaware is well-known as a corporate haven. Many major |